M.A.R. Habib
Karl Heinrich Marx (1818-1883) was a German political, economic, philosophical
theorist and revolutionist. The year 1991 saw the collapse of the Communist
systems of the U.S.S.R. and Eastern Europe, an event embodied for the popular
imagination in the opening of the Berlin Wall between East and West Germany.
Given that a third of the world's population had been living under political
administrations claiming descent from Marx's thought, this phenomenon might
aptly be seen as one of the major upheavals of the modern world.
Marx's thinking can be approached in terms of philosophical, economic
and political strata. As a philosopher, Marx's development has its roots
in his early life. Born into a Jewish family where his father had imbibed
Enlightenment rationalist principles, Marx was exposed to the ideas of
Voltaire, Lessing and Racine. He studied Law at the university of Bonn
and then Berlin. But much of his time was spent in literary composition
and for a while he was enamoured of the Romanticism then in vogue. While
these influences were never fully to recede, they were superseded by Marx's
seminal encounter was with the work of G.W.F. HEGEL, whose dialectic shaped
the form of Marx's earlier, and arguably his later, thought. The dialectic
did not comprise the commonly cited triad of thesis, antithesis and synthesis:
Hegel cited this formula only twice in his entire work and Marx never used
it. In Hegel's hands, the dialectic had both logical and historical dimensions.
Logically, it was a unifying method of thought designed to overcome the
gulf between the human self and the world, between subject and object,
created cumulatively not only by the history of philosophy up to that point
but by the hitherto developed social configurations of which philosophy
was the rational expression. The three stage dialectic formalised into
a principle the imperative that thought was a
process rather than
a mechanical tool as it had been in the hands of previous one-sided attempts
to understand the world, such as materialism or empiricism. In the first
stage an object was apprehended in its sensuous immediacy; the second stage
adopted a broadened perspective which saw the object as "externalised",
as having no independent identity but constituted by its manifold relations
with its context. The third stage, from a still wider standpoint, viewed
the object as a "mediated" unity, its true identity now perceived as a
principle of unity between universal and particular, between essence and
appearance. In this way, "plant" could be viewed as the unifying principle
of its own developing stages, bud, blossom and fruit. Hegel's historical
treatment of the dialectic is extremely complex but he basically sees societies,
from the Oriental world through the Greek and Roman to the modern German
world, developing through successive stages of the dialectic: this comprises
an historical increase in degree of self-consciousness culminating in the
realisation that the external world is a construction out of human subjectivity.
On a political plane, society's laws become more and more rational while
the individual's correlative rational growth enables him to see in the
law an expression of his own free will. Hegel thus calls history a movement
towards freedom, which is also a movement of Absolute Spirit from its initial
imprisonment in pure immediacy to its self-realisation as universal.
The importance of the dialectic for Marx stems from his awareness that
the "freedom" Hegel speaks of is the freedom of the bourgeois class to
bring down the economic and political edifice of feudalism whose social
hierarchy rested on irrational theology and superstition: society could
now be organised on rational principles, a freer market economy, and a
human subject who saw his individual interests enshrined in the general
law. Hence the dialectic provided a powerful political tool, one which
could negate a given state of affairs. It also furnished Marx with a model
of history as not only driven by political and ideological conflict but
where earlier phases were "sublated", both preserved and transcended, in
their negation by subsequent phases. For a while Marx associated with the
"Young Hegelians" who attempted to exploit the negative power of the dialectic
in political analysis. But Marx's reading of French socialists such as
Proudhon, his concern with immediate political issues, his exposure to
Feuerbach's materialism and his encounter with FREDERICK ENGELS' analyses
of capitalism impelled him to insist that the dialectic of history was
motivated by material forces. Hegel had correlated the historical period
of the French Revolution, the period marking a bourgeois rise towards hegemony,
with the second phase of the dialectic, the phase of externalisation or
estrangement. In the Economic and Philosophical Manuscripts (1844),
Marx's essential argument against Hegel is that this estrangement or alienation
in bourgeois society cannot be overcome by mere thought: existence and
essence can only be harmonised "in a practical way, by means of a revolution."
While Marx praises Hegel's dialectic inasmuch as it grasps the importance
of labour, through which man creates himself, he views it as abstract because
it is a "divine process", first negating religion and then restoring it.
In other words, after recognising religion as a product of self-alienation,
Hegel holds that self-consciousness finds its absolute confirmation in
religion as rationalised through philosophy. Marx effectively equates the
retention of religion by Hegel's dialectic with its retention of the ideal
of private property. Thus, while the second stage of the dialectic reveals
the self-estrangement of bourgeois society, manifested in the spheres of
religious and economic ideals, the third stage confirms that society as
the rational order of things. Hence Marx cites Hegel's standpoint as "that
of modern political economy", by which he means the bourgeois economists
Smith, Say and Ricardo. So Marx, following Feuerbach, opposes the third
stage of the dialectic, the negation of the negation, which restores and
justifies the state of alienation. In religious and economic spheres Marx
advocates two kinds of humanism: "atheism, being the supersession of God,
is the advent of theoretical humanism, and communism, as the supersession
of private property, is...the advent of practical humanism. Hence for Marx
the third stage of the dialectic is practical, not something which can
be resolved in theory (Marx, 1981, 127-143). Marx's striking equation of
religion and private property as expressions of alienation had been hinted
at in an earlier article on Hegel. Here, Marx regarded religion as having
an ideologically apologetic and politically refractive function, whereby
it annulled the political exigencies of the here and now by seeing them
as part of a larger, justifying and consolatry, providential pattern: "Religion
is the sigh of the oppressed creature, the heart of a heartless world...It
is the opium of the people" (Marx, Engels, 1975, 39).
This central insistence on the unity of theory and practice lies at the core of Marx's politics and is summarised in his renowned expression in "Theses on Feuerbach" (1845): "The philosophers have only interpreted the world, in various ways; the point, however, is to change it." (Marx, Engels, 1973, 95).
While Marx's political views are scattered throughout his writings,
often occasioned by immediate political events, their pivotal notions of
Civil Society, State and class are succintly enshrined in The German
Ideology (1846) and the Communist Manifesto (1848). In the former
work, Marx further develops his critique of Hegel's dialectic into what
he calls the materialistic conception of history, which is the broad foundation
on which he analyses these political notions. The initial premise of this
conception is that man's first historical act is the production of means
to satisfy his material needs; the fulfilment of these leads to the production
of new needs. The family, at first the only social relation, is eventually
unable to accommodate these increased needs, which arise from increased
population. The production of life, through both labour and procreation,
is thus both natural and social: a given mode of production is combined
with a given stage of social co-operation. Only after passing through these
historical moments, says Marx, can we speak of men possessing "consciousness",
which is itself a "social product". Hence the realms of ideology, politics,
law, morality, religion and art are not independent but are an efflux of
a people's material behaviour: "Life is not determined by consciousness,
but consciousness by life" (Marx, Engels, 1982, 47-51).
This model of superstructure and economic base furnishes the form of
Marx's analyses of State, class and ideology. The foundational content
of these analyses is the history of the division of labour. Marx traces
various stages of this history, affirming that they are effectively different
forms of ownership. At first, the division of labour takes an elementary
form in tribal ownership, where the social structure is limited to an extended
family. Ancient communal and state ownership sees the union of tribes into
a city; as immovable private property evolves and its concentration begins
in early Rome, division of labour becomes more developed, generating conflict
of interests between town and country. Moreover, class relations between
citizens and slaves are now completely developed. In Feudalism, the directly
producing class is not the slaves but the enserfed peasantry. The urban
counterpart of feudal landownership is corporative property and orgainisation
of trades. The need for bourgeois association against the nobility and
for communal markets led to the formation of Guilds while the accumulated
capital and stable numbers of craftsmen generated the relation of journeyman
and apprentice, which yielded an urban hierarchy similar to that in the
country. In general terms, Marx argues that division of labour is an index
of the extent to which production has been developed. It leads to separation
of industrial and commercial from agricultural labour, hence a conflict
of interests between town and country. It then effects a separation of
individual and community interests (Marx, Engels, 1982, 43-46). Moreover,
the division of labour which first manifested itself in the sexual act
appears eventually in its true shape as a division of material and mental
labour; this is the point at which "pure" theory becomes possible, a point
which Marx acknoweledges, however, with some qualification.
Marx cites three crucial consequences of the social division of labour:
firstly, the unequal distribution of labour and its products, and hence
private property. The latent slavery in the family, says Marx, is the first
property. He goes so far as to equate division of labour and private property,
under the relation of product and activity. The second consequence is the
State. The division of labour implying a contradiction between individual
or family and communal interest, the latter assumes an independent form
as the State, as an "illusory communal life" divorced from the real interests
of both individual and community. It is based especially on classes, one
of which dominates the others. It follows, says Marx, that all struggles
within the State are disguised versions of the struggle between classes.
As he will later declaim in The Communist Manifesto (1848): "The
history
of all hitherto existing society is the history of class struggles"
(Marx and Engels, 1952, 40). The class which is struggling for mastery
must gain political power in order to represent its interest as the general
interest (Marx, Engels, 1982, 52-53). Here, then, is the germ of Marx's
concept of ideology: the class which is the ruling material force in society
is also the ruling intellectual force. Having at its disposal the means
of production, it is empowered to disseminate its ideas in the realms of
law, morality, religion and art, as possessing universal verity. Thus,
dominant ideas of the aristocracy such as honour and loyalty were replaced
after bourgeois ascendancy by ideas of freedom and equality, whose infrastructure
is class economic imperatives (Marx, Engels, 1982, 64-65). As Marx states
in the Communist Manifesto, the bourgeoisie "creates a world after
its own image." The modern State, then, "is but a committee for managing
the common affairs of the whole bourgeoisie" (Marx, Engels, 1973, 45-47).
This conception of the State in part embodies Marx's rejection of Hegel's
view of the connection between civil society and the State. Hegel had characterised
civil society as the sphere of personal and economic relations between
men, as opposed to the political institutions which formalise these relations.
Civil society is effectively a stage of mutual competition between private
interests. Hegel had argued that such conflicting interests would be be
transcended and harmonised by the State, the rationality of whose laws
and institutions would be perceived by the increasingly rational consciousness
of citizens. Marx disagrees: in his articles "On the Jewish Question" and
"Contribution to the Critique of Hegel's Philosophy of Right," he employs
Feuerbach's characterisation of man as a "species-being" while stressing
nevertheless the social basis of humanity to argue that mere political
emancipation, represented by publicly institutionalising individuals' private
interests in the State, "leaves intact the world of private interest" and
must give way to human emancipation, which is not directed by class
but universal interests. The proletariat can only redeem itself by a total
redemption of humanity: "This dissolution of society, as a particular class,
is the proletariat." Hence, for Marx, civil society is the basis
of the State, not vice versa; the latter, representing merely particular
class interests, cannot overcome the conflictul nature of the former without
abolishing itself (Marx, 1964, 58, 16).
The third consequence of division of labour is what Marx calls "estrangement"
or "alienation" of social activity. Not only does division of labour force
upon each person a particular sphere of activity whereby his "own deed
becomes an alien power opposed to him", but the social power or "multiplied
productive force" as determined by the division of labour appears to individuals,
because their mutual co-operation is forced, as "an alien force existing
outside them" which develops independently of their will. "How otherwise,"
asks Marx, "does it happen that trade...rules the whole world through the
relation of supply and demand..?" (Marx, Engels, 1982, 54-55)
This question, far from rhetorical, yields a broad avenue into Marx's
economics, which can receive only cursory treatment here. As with his philosophy
and politics, Marx's economic views, worked out largely in the Grundisse,
a huge manuscript unpublished in his lifetime, and expressed in Volume
I of Capital (1867), derive in one sense from his inversion of Hegel's
dialectic, expressed by Marx in his famous statement that with Hegel the
dialectic "is standing on its head. It must be turned right side up again,
if you would discover the rational kernel within the mystical shell" (Marx,
1977, 29). Implied in this inversion is the insistence that labour was
the foundation of economic life. The bourgeois economists Smith and Ricardo
had expressed the labour theory of value, whereby an object's value was
measured by the amount of labour it incarnated. Developing their distinction
between use-value and exchange-value, Marx insisted that a commodity needed
to be of use in order to command the power of exchange with other commodities
or money but that this power was not a reflection of use-value but rather
of market conditions (Marx, 1977, 43-48). The contradiction between these
two types of value emerges in the commodification of labour power itself,
which generates the class conflict between labour and capital. Also instrumental
in this conflict is what Marx called surplus value, whereby labour power
as embodied in production is incompletely compensated: the worker might
be paid for value of the products generated by only four hours' work, whereas
he was actually working for eight hours. Marx saw this form of economic
exploitation as underlying the ultimate downfall of capitalism: his various
chapters in the first volume of Capital describe the "greed" on
the part of the capitalists for surplus labour, their attempts to intsensify
labour and profit through both technology and control of resources through
imperial expansion, as well as increasingly to centralise capital in the
hands of fewer and fewer owners. In an apocalyptic passage, he states:
"along with the constantly diminishing number of the magnates of capital...grows
the mass of misery, oppression, slavery, degradation, exploitation; but
with this too grows the revolt of the working-class, a class always increasing
in numbers, and disciplined, united, organised by the very mechanism of
the process of capitalist production itself. The monopoly of capital becomes
a fetter upon the mode of production, which has sprung up and flourished
along with, and under it. Centralisation of the means of production and
socialisation of labour at last reach a point where they become incompatible
with their capitalist integument. This integument is burst asunder. The
knell of capitalist prvate property sounds. The expropriators are expropriated."
Significantly, Marx sees this as part of a dialectical process moving from
feudalism through capitalism to communism, whose essential feature is common
ownership of land and the means of production: "capitalist production begets,
with the inexorability of a law of Nature, its own negation. It is the
negation of negation" (Marx, 1977, 715). Hence the capitalist world represents
the second phase of the dialectic, negating feudalism. Communism is the
"negation of the negation" whereby the contradiction between private property
and socialised production is resolved by the establishment of socialised
property. Equally, the contradictions within the self, hitherto alienated
from its own labour, as well as those between individual and communal interests,
are abolished.
In his "Preface to A Contribution to the Critique of Political Economy,"
Marx had expressed this economic dialectic by saying that it was when "the
material productive forces of society" came into conflict with "the existing
relations of production" that historical upheavals resulted (Marx, 1976,
3). In The German Ideology Marx suggests that the estrangement which
governs the second phase of the dialectic, the phase of bourgeois domination,
can be abolished by revolution given two practical premises: it must have
rendered most men propertyless and also have produced, in contrast, an
existing world of wealth and culture (Marx, Engels, 1982, 56). But he also
emphasises the universality or world-historical nature of this conflict:
such revolution presupposes not only highly developed productive capacities
but that individuals have become enslaved under a power alien to them:
the world market. Marx accepted that the struggle between classes might
begin in specific nations but must inevitably be conducted as an international
struggle given that the bourgeois mode of production dictated constant
expansion of markets and the coercion of all nations, "on pain of extinction",
into the bourgeois economic mould (Marx, Engels, 1973, 47).
Marx's views on literature and art are somewhat piecemeal and do not
form a coherent theory. It is has been one of the tasks of Marxist critics
to assemble coherent theories, often emphasising certain of his scattered
insights at the expense of others. But a nucleus of elements can be distinguished
as the common starting point of most Marxist theory: firstly, that art
is a commodity and like other commodities can be understood only in the
fullness of its connections with ideology, historical class conflict and
material substructure. Secondly, art is one aspect of man's self-creation
through labour. It is part of the process whereby an "objective" world
is created out of a collective human subjectivity. Thirdly, language is
not a self-enclosed system of relations but must be understood as social
practice, as deeply rooted in material conditions as any other practice
(Marx, Engels, 1982, 51). Having said this, both Marx and Engels appear
to have granted a relative autonomy to art, acknowledging that there was
not a relation of simple reflection between art and its material substructure
(Marx, 1977, 359).
As with Marx's work in general, his inconclusiveness on literary matters
has generated a rich variety of theories, the differences between which
lie not merely in their use of Marx's literary comments but in their visions
of Marx's thought as a whole. Even to summarise the vast tradition of Marxist
theory would require a separate article; but it should be stressed here
that the connection between Marx's canon and Marxism has always been dialectical:
the latter has always striven to modify, extend and adapt the former to
changing circusmtances rather than treating it as definitive and complete.
Lenin, for example, was obliged to extend Marx's political insights according
to the rapidly changing exigencies of a mass revolution. When Lukacs used
Engels' notion of artistic typicality to advocate a realism distinct from
bourgeois realism, his project was inspired partly by a reaction against
the ideologies implied in Western modernism. At a later stage, Althusser
felt obliged to emphasise Marx's scientificity and his departure from,
rather than his debt to, Hegel. Jameson has performed the task of extending
Marx's insights into analyses of postmodernism and late capitalism. Eagleton
has persistently rearticulated the terms of communication, as well as the
differences, between Marxism and much of modern literary theory.
Despite this dialectical connection between Marx and his theoretical
descendants, some commentators have treated Marx's canon as a static and
finished construct, pointing for example to the inaccuracy of some of Marx's
predictions: for example, Marx anticipated that society would divide into
two broad classes whereas in actuality increasing stratification of society
seems to have occurred. Such a procedure can command some respect provided
that it is grounded, as it sometimes has been, in a knowledge of Marx's
work. The danger, already pervasive, is that this approach can degenerate
into an uninformed cynicism which dismisses the relevance of Marx's work
and consigns it to historical and political obsolescence. After all, have
not socialism and communism failed? Has Marxism not proved its inability
to be realised in practice? Have not the remaining socialist states in
the world been forced to initiate capitalist enterprise so as to jolt into
life their barren economies? Have not economic and personal freedom, not
to mention democracy, won the day? It is surely time for Marxism to acknowledge
that it speaks from beyond the grave.
Perhaps the greatest irony in all this triumphalism is that the collapse
of communism can best be explained in precisely Marxist terms: this entails
partly the simple recognition that most of what has passed for "communism"
had but remote connections with the doctrines of Marx or his followers.
Marx's critique of capitalism, it should be recalled, was dialectical.
He regarded capitalist society as an unprecedented historical advance from
centuries of benighted and superstitious feudalism. The bourgeois emphasis
on reason, practicality, its technological enterprise in mastering the
world, its ideals of rational law and justice, individual freedom and democracy
were all hailed by Marx as historical progress. His point was not that
communism would somehow displace capitalism in its entirety but that it
would grow out of capitalism and retain its ideals of freedom and democracy.
The essential difference is that a communist society would realise
these ideals. For example, Marx shrewdly points out that the "individual"
in capitalist society is effectively the bourgeois owner of property; individual
freedom is merely economic freedom, the freedom to buy and sell. The constitution
and the laws are entirely weighted in favour of large business interests
and owners of property. Private property, Marx points out, is already abolished
for the nine tenths of the population in capitalist society who do not
possess it. The labour of this vast majority, being commodified, is as
subject to the vicissitudes of the market as any other commodity. One of
the main sins of capitalism, according to Marx, was that it reduced all
human relations to commercial relations. Even the family cannot escape
such commidification: Marx states that, to the bourgeois man, the wife
is reduced to a mere instrument of production. Moreover, once the exploitation
of the labourer by the manufacturer has finished, then he is set upon,
says Marx, by the other segments of the bourgeoisie: the landlord, the
shopkeeper, the pawnbroker. In bourgeois society "capital is independent
and has individuality, while the living person is dependent and has no
individuality" (Marx, Engels, 1973, 51, 53, 65-70). The aim of a communist
society is to procure genuine freedom, genuine individuality and humanity,
genuine democracy. As an internal critique of the tendencies of capitalism
and its crises, Marxism is uniquely coherent and incisive. Without the
influence of Marxism as a body of thought, the claims of the law to be
eternal, of the bourgeoisie to represent the interests of the entire nation,
of individuality and freedom to be universal, would go effectively unchallenged.
The idea of the present as an historical phase, with roots in the past
and branches in the future, would be confined to books rather being a matter
of long-term political practice. Moreover, the vocabulary and concepts
of Marxism have exercised a decisive and formative influence on other modern
theories, both radical and reactionary: feminism, deconstruction, structuralism,
existentialism and new historicism all owe some debt to Marxist thought
and have striven to develop a dialogue with it.
Even after the collapse of the so-called communist bloc, many of Marx's
ideas can still be seen as operative: that capitalism would be driven to
engulf the entire world, penalising nations which resisted; that, despite
the protests of conservative sociologists to the contrary, societies everywhere
have indeed become polarised in terms of capital and labour. It is rapidly
becoming a cliche, with no grounding in truth, that most of the population
in Western capitalist nations are now middle class: Marx said that even
those owning land and property could belong to the proletariat, since their
mortgage liability meant that they were not truly owners of either. Moreover,
to equate the success of capitalism with the failure of socialism is to
misconceive their relation as one of outright opposition rather than as
a blooming of humanity from a self-exhausting machine. Marxism serves as
a perpetual reminder that poverty, illiteracy, crime, political oppression,
and the stifling of mass human potential
are neither to be accepted as
inevitable nor to be remedied by individual or group acts of good will.
They are structural phenomena with roots in a given economic system and
must be addressed as such. Given the political climate of the world at
present, it may be that the arguments of Marx and Engels must enter into
sustained dialogue and possible compromise with both the apologists of
this economic system and those espousing humanitarian causes within it.
Nevertheless, as long as human poverty, immiseration and oppression exist,
whether under the banner of liberalism, communism or religious fundamentalism,
the arguments of Marx will retain their motivational foundation and their
relevance in human affairs.
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