January 15, 2001   NY Times 

Broad Plan Aims to Improve Police Rapport With Public

        By WILLIAM K. RASHBAUM

            Concluding that crime  reduction alone will not satisfy New Yorkers who often say
        that the police do not treat them with respect, Police Commissioner Bernard B.  Kerik
        is planning sweeping changes in how  the department — from   officers on foot patrol to
        precinct commanders —    interacts with the public.

        The plan, which Mr.  Kerik detailed in   interviews last week,   seeks to build rapport
        between officers and  residents in several ways.   Commanders will be
        ordered to attend a variety of community meetings,   and to file detailed reports
        describing residents'    concerns.

        They will be expected to use a customer service model, similar to that used by
        Wal-Mart Stores, aimed at making precinct station
        houses more businesslike and accessible. To that end,
        officers will be assigned to greet people as they walk
        through station house doors. Mr. Kerik said he was also
        exploring installing A.T.M.-style information kiosks in
        each station house, and using incentives like days off to
        reward officers who work well with the community,
        just as they are now used sometimes to recognize
        officers who make significant arrests.

        Mr. Kerik himself has promoted a former Queens
        precinct commander who is known for his development
        of strong community ties to review how effectively
        precinct commanders respond to local complaints. And
        he said he would hire a consultant to survey public
        satisfaction with the police.

        The commissioner explained that he hoped to use the
        precinct commanders' meeting reports and the survey to
        measure how well the police respond to neighborhood
        issues, and thus hold commanders responsible for
        improving community relations, an area where progress
        has long been difficult to document.

        This quantitative measurement would be a tool similar
        to the department's vaunted Compstat process, in which
        weekly crime statistics are used to measure the
        performance of police supervisors. "We've got to make
        certain standards of accountability at the precinct and
        then the borough command level," Mr. Kerik said, "to
        insure that those people out there are interacting with
        the communities and responding to the communities'
        needs, where they can."

        With just 11 months left in his tenure, the commissioner
        is looking to put his own stamp on a department that
        gained widespread recognition for record crime
        reductions under his two predecessors, Howard Safir
        and William J. Bratton. Aides to Mr. Kerik said he was
        well aware he would not be seen as breaking any new
        ground if his only accomplishment was to continue the
        downward trend in crime.

        Mr. Kerik's plan is also significant because it
        acknowledges the severity of a problem the department
        has long downplayed. Since the Brooklyn station house
        torture of Abner Louima in 1997 and the fatal shooting
        of Amadou Diallo in the Bronx in 1999, some critics
        have argued that the department has little understanding
        of the minority communities it serves.

        Mr. Kerik's immediate predecessor, Mr. Safir, had
        argued that whatever breaches did exist between the
        police and these communities were largely a product of
        misperceptions fostered by the critics and the media.

        But with this plan, Mr. Kerik appears to be
        acknowledging that the department shares the blame for
        public resentment of the police, and that a concerted
        effort must be made to address the problem and to
        change the department's culture.

        "The culture change has got to come from the top," he
        said, "and has got to penetrate every ranking officer in
        the chain of command."

        Although he said the department's main goal remains
        fighting crime, a draft outline of the new plan, which
        Mr. Kerik said he would present to commanders on
        Wednesday, notes that "any further gains in these areas
        will be hollow without the full support of the
        communities we serve."

        Mr. Kerik said his plans differed from the widely
        publicized community policing effort under Mr.
        Giuliani's predecessor, David N. Dinkins, in several
        ways, including what the commissioner said was the
        earlier program's lack of standardization and
        performance indicators.

        For his plan to succeed, Mr. Kerik will also need the
        cooperation of the department's more than 27,000
        rank-and-file officers, many of whom are bitterly
        disaffected and feel underpaid and overworked.

        Many also blame the Giuliani administration's
        quality-of-life crackdowns for straining community
        relations in the past. They question whether enforced
        attendance at meetings can repair damage done by
        zero-tolerance programs that often blanket
        neighborhoods with summonses for minor infractions
        and that, critics contend, single out minority youths.

        Mr. Giuliani recently pledged an additional $100
        million for the department's overtime program, known
        as Operation Condor, which funds additional
        quality-of-life sweeps and other anti-crime programs.

        Mr. Kerik, however, said he thinks that improved
        community relations and quality-of-life enforcement
        can go hand in hand, arguing that aggressive
        enforcement improves neighborhoods for residents, and
        better relations help the police do their job by building
        trust and understanding between officers and residents.

        He also said that improving officer morale was a key
        component of the new program, which he developed
        after meeting with hundreds of community leaders and
        clergy members and holding focus groups with officers
        and commanders.

        In the focus groups, officers complained that they were
        often verbally abused by sergeants and lieutenants,
        which significantly affected how they treated the
        public. "You want the cops to treat people with
        respect," Mr. Kerik said in last week's interview, "then
        you better treat the cops with respect."

        The plan also includes new training curriculum that
        focus on community relations for recruits and
        supervisors and guidelines for precinct commanders.
        Those commanders will bring patrol officers and those
        from specialized units like Street Crime, and narcotics
        officers who do not work undercover, to monthly
        meetings so residents can get to know the police who
        work in their area and learn what they do and why.

        Michael E. Clark, who heads the Citizens Committee
        for New York City, which provides training to some
        12,000 neighborhood, block, tenant and youth
        associations, said the groups he works with would
        welcome more regular input into how the department
        polices their neighborhoods. "Our hope would be that
        this doesn't just involve measuring how many times
        people attend meetings, but how many crime problems
        get solved in partnership with the community," he said.

        One of the key elements of the plan is the requirement
        that all of the 76 precinct commanders attend their
        monthly Precinct Community Council meetings. The
        councils were formed more than 50 years ago to
        improve relations between the police and the
        communities they serve, and until now, the commanders
        could delegate a subordinate to attend the meetings. The
        commanders must also hold a monthly meeting with
        local clergy members and attend a monthly meeting
        organized by their local community board's district
        manager, which is held to review city services.

        After each meeting, commanders must file a report
        listing the main community representatives at the
        meeting, their telephone numbers, the names of other
        police officers or supervisors who attended and
        whether they were introduced. The two-page report
        form requires them to detail individual issues raised at
        the meetings, with check-off boxes to indicate whether
        they are new or old, and if old, when an issue was first
        raised. There is also space for commanders to indicate
        any action taken in response.

        Reports will be filed with the police commissioner's
        office, where, Mr. Kerik said, they will be reviewed by
        his staff, headed by Deputy Inspector James E.
        McCabe, who until recently commanded the 110th
        Precinct in Corona, Queens. Mr. Kerik said he brought
        Inspector McCabe to his office to oversee the new plan
        because as precinct commander, he had developed
        strong community ties.

        If the same issues keep appearing on a precinct's report,
        Mr. Kerik said, the commander will have to explain
        why they have not been resolved.

        Another of the plan's major components is the customer
        satisfaction survey that Mr. Kerik hopes will be
        conducted every month in each precinct to measure four
        or five leading indicators of citizen satisfaction with
        the police.

        The deputy commissioner for policy and planning,
        Maureen E. Casey, who is overseeing much of the plan,
        including the design of a pilot survey, said about 100
        people in each precinct would be questioned. Their
        names would be culled from the current 75 to 100
        Police Department forms that require contact
        information, among them enforcement paperwork, like
        arrest reports, summonses and stop-and-frisk forms, as
        well as other routine documents.

        Ms. Casey said the department planned to hire an
        independent marketing firm to conduct the surveys,
        which officials hoped would serve as an early warning
        of problems and concerns about local policing. She
        also said it would alert department officials to
        neighborhoods where satisfaction was on the rise, so
        that successful programs could be exported to other
        precincts.

        Efforts to improve the way officers interact with the
        public are not new. In 1996, Mr. Safir unveiled a $15
        million Courtesy, Professionalism and Respect
        campaign to improve the behavior of what he called the
        1 percent of the force who did not act appropriately.
        Three years later, he updated the program with
        wallet-sized cards instructing officers to address
        people as "sir" or "ma'am."

        While Mr. Kerik's plan is more ambitious, he
        acknowledged that the changes he sought would not
        occur overnight, or even in a few months. But, he said,
        "it should happen, because to create a better working
        relationship between the police and the communities,
        it's just a benefit to the entire city."

-------------------------------------------

January 8, 2002 - NYT

Kelly to Order Greater Use of Crime Data

By KEVIN FLYNN

   Police Commissioner Raymond W. Kelly will require commanders to make greater use of Compstat,
   the computer-based crime-tracking system, to measure and respond to quality-of-life offenses like
panhandling, police officials said yesterday.

The police will use computer-generated pin maps, derived from citizen complaints and other data, to
identify areas where quality-of-life offenses like public drinking are occurring regularly, the officials
said. Officers will then be deployed accordingly.

For years, the police have generally used Compstat to track the frequency, but not the location, of low-
level offenses. Mapping has been used to track more serious crimes like robberies and burglaries.

The expanded use of Compstat is part of a larger plan to address quality-of-life offenses that Mr. Kelly is
expected to outline today. Both he and Mayor Michael R. Bloomberg have said repeatedly in recent days
that they plan to continue the Giuliani administration's focus on low- level offenses.

Among the other measures Mr. Kelly is expected to introduce will be a program to encourage New
Yorkers to call an existing phone line to report quality-of-life problems. Police commanders will then be
held accountable for the success they show in responding to the complaints, the officials said.

Officials said that last year the phone line (1-888-677-5433) received 117,000 calls, of which 82 percent
were complaints about noise. But they said that was probably only a fraction of the complaints that would
be logged if the phone line were better publicized.

When complaints come in, they are logged and forwarded to the local precinct. Police officials said
auditors would be assigned to review how commanders respond to the reports of neighborhood
problems, most likely at so-called Compstat meetings, in which supervisors are regularly questioned
about their progress in curbing crime.

Mr. Kelly presented his broad plans for the department yesterday in a meeting with senior commanders at
Police Headquarters. He said he planned to revive a promotion system for the upper ranks in which
panels would recommend nominees based on set criteria. Some in the Police Department have said they
feel that the promotion system in recent years had grown too discretionary and subject to favoritism.

Mr. Kelly also told the commanders to expect overtime to be curtailed this year because of the city's
budget crisis.

-------------------

March 24, 2002

Crime-Fighting by Computer Widens Scope

By WILLIAM K. RASHBAUM

    New York City's renowned Compstat crime-fighting program, originally created to measure and map
    serious crime in city neighborhoods, has grown into a sweeping data-collection machine that traces
hundreds of factors, many of which appear distant from the nuts and bolts of police work.

The system, introduced in 1994 to focus largely on the seven major crime categories, has changed in ways
both substantial and subtle, and now records 734 of what officials call indicators: everything from
concentrations of prostitutes to police overtime, allegations of abuse by officers and how often police
commanders meet with community leaders.

The expansion reflects an acknowledgment that fighting crime is not just about finding criminals and
arresting them, but about enlisting the support of communities and finding a way to do it economically.

In effect, Compstat has become an intricate map of the city and its ills — the annoying and the deadly —
and an abacus upon which officials can calculate how the Police Department is working to alleviate them.

Gone are the days when murder, rape, robbery, assault, burglary, grand larceny and auto theft were the
central focus of searing Compstat meetings in a cavernous room on the eighth floor of 1 Police Plaza.

Under the current commissioner, Raymond W. Kelly, Compstat has further evolved, focusing also on
minor offenses that can have a major impact on the quality of city life: panhandling, squeegee men, loud
parties and barking dogs. And the weekly meetings have become more collegial, with an atmosphere, Mr.
Kelly said, in which commanders are often put on the spot but spared the abuse that many glumly suffered
in years past.

"It's been broadened, and again, it is more collaborative, in the sense that we're trying to share information
as to what was done by other commands to address problems," said Mr. Kelly, who took over the force in
January in his second tour as commissioner.

Compstat has long been admired nationally and internationally; the system has been used by cities like
Baltimore, and Caracas, Venezuela, plans to use it. The concept has also been copied in its hometown,
where it has been brought into other agencies like the Sanitation and Correction Departments, and where
Mayor Michael R. Bloomberg is considering using it to measure the effectiveness of other city agencies.

The innovation was created and developed under William J. Bratton, the police commissioner from 1994
to 1996, the first two years of Mayor Rudolph W. Giuliani's administration; one of the primary architects
of the program was Jack Maple, Mr. Bratton's deputy commissioner for crime control strategies. Mr.
Maple died of cancer last summer.

Mr. Bratton used Compstat to direct swift deployments of officers to areas with high concentrations of
crime and to hold commanders accountable for crime problems in their precincts.

His approach turned into a police philosophy that changed the way departments across America and in
other parts of the world serve their communities, drawing a nonstop procession of police commanders and
government officials from as far away as China and Chile.

Soon after it was introduced, it became part of the culture at 1 Police Plaza: twice-weekly meetings in
which local commanders were pushed, prodded and sometimes humiliated by senior officials who
pinpointed crime problems on their streets and broadcast their failings.

Mr. Bratton defended the aggressive nature of the sessions in the early days, arguing that precinct
commanders were making $80,000 a year. "If they can't deal with the pressure of that room, you can be
damn sure they can't deal with pressure out there on the street," he said.

Mr. Kelly, however, said he felt that commanders, who are each running what he called the equivalent of
a $30 million to $40 million business, "shouldn't be abused, they should be treated with dignity and
respect, while held accountable for what happens on their watch."

Eli B. Silverman, a professor at the John Jay College of Criminal Justice and the author of "NYPD Battles
Crime: Innovative Strategies in Policing," said a certain amount of pressure was required in the program's
early days. "My own view was that in the beginning it needed to be very forceful because you were
starting something very different," he said.

Mr. Kelly, who has made upgrading department technology a priority, says he hopes to use
teleconferencing to broadcast the now weekly meetings to officials in boroughs beyond the one under
scrutiny each week.

And, it seems, there is much to learn. Mr. Kelly said the meetings now focused on the number of precinct
arrests that were made by officers on overtime patrols, part of an effort to reduce costs and ensure that
enforcement is driven by crime rather than an officer's desire for more overtime.

Compstat now also measures emergency response time, conditions in police station houses and how many
police cars are available for patrol and how quickly those in need of repairs are turned around in the
department's shops.

The system also records the number of corruption allegations and civilian complaints of police abuse in
each precinct, which along with community relations are important indicators of how a department serves
the people, according to Mark H. Moore, a professor of criminal justice policy and management at the
Kennedy School of Government at Harvard University. Professor Moore, who has been studying methods
to measure police performance for five years, contends that crime reductions alone provide an incomplete
picture of a police department.

He maintains that a police force's performance — or "profits" — can be accurately gauged only by
factoring in the "costs" of police operations: not only the financial costs, but the toll that police operations
take on community relations, or how the department's use of authority impinges on citizens' liberties.