http://www.nytimes.com/library/review/091299mergers-review.html   Oct 12, 99  NY Times

September 12, 1999
 

        Paradox of the Internet Era:
        Behemoths in a Jack-Be-Nimble
        Economy

        By STEVE LOHR

           In the modern Internet economy, the race of
           capitalism belongs to the fleet and nimble. The
        preferred organizational model, it seems, is the Silicon
        Valley start-up -- informal, entrepreneurial and
        youthful.

        "Three people, under 25, with a hot idea -- those are
        the companies we're backing," explained Ron Conway,
        who heads a start-up investment fund in Silicon Valley.

        Yet across much of the corporate America the ethos of
        "bigger is better" is flourishing -- and last week's
        announcement that Viacom Inc. agreed to buy the CBS
        Corporation for $37.3 billion is merely further
        confirmation of the recent trend.

        The five biggest merger deals ever came last year,
        when the total value of corporate acquisition activity
        reached a record $1.6 trillion, equal to 19 percent of
        the annual output of the economy. So far this year,
        reports Thomson Financial Securities Data, a research
        firm, the mergers total $1.06 trillion, only slightly
        behind the 1998 pace. Business deals on this scale have
        not occurred since the turn-of-the-century days of J. P.
        Morgan and John D. Rockefeller.

        The forces behind many of the big deals are rapid
        technological change, deregulation and freer trade,
        which make it more efficient to market products and
        manage operations globally. The booming stock
        markets have fueled the merger binge because most of
        the corporate purchases are made with shares instead
        of cash.

        Such mergers seem to pass the logic of a high-school
        economics course. They are intended to expand a
        network for the distribution of goods or services or
        consolidate overlapping networks. The goal is to more
        efficiently use a high-fixed-cost network -- whether that
        network distributes phone calls, banking services or
        gasoline.

        Yet the logic behind many deals is tricky to explain --
        and ego, hubris and management fads are often part of
        the motivation. Over the years, research on mergers has
        found that many fail, as post-deal returns for
        shareholders often trail the market averages. Putting
        together two large organizations is a difficult
        management challenge, business analysts say, even
        when the two companies are a good fit strategically.

        "The companies are so large in most of these deals that
        they already have all the sins of bureaucracy,"
        observed Rosabeth Moss Kanter, a professor at the
        Harvard business school. "Some of the merger activity
        we're seeing is defensive strategy in times of rapid
        technological change and uncertainty. It's an attitude
        that we'll link up with another company before someone
        else does."

        Merger deals are always oversold when they are
        announced. A helping of hyperbole is expected, but
        certain arguments are particularly suspect, business
        experts warn. Deals are often presented as a "merger of
        equals," an ego-stroking euphemism intended for the
        ears of the chief executive and staff of the acquired
        company. "The merger of equals is a myth," Ms. Kanter
        said. "Show me one."

        Another suspect assertion is that a big merger will
        result in the new economic math of synergy -- a term
        that first gained currency during the wave of
        conglomerate mergers in the 1960's, a business fad that
        in hindsight appears to have been folly. But today's
        executives still sometimes play the synergy card when
        justifying a deal, saying that "one plus one will equal
        three" or "two plus two will equal five."

        The hoped-for synergy rarely materializes. "Most of the
        time, it's two plus two equals three," said Michael
        Cusumano, a professor at the Massachusetts Institute of
        Technology's Sloan School of Management.

        The modern synergy strategy usually involves putting
        together two companies in related fields, and then
        trying to cross-promote the offerings of each. An
        example is Travelers Group's purchase last year of
        Citicorp for nearly $73 billion, assembling a financial
        services empire that includes insurance, commercial
        banking, investment banking and a stock broker.

        The "financial supermarket" is a catchy phrase, but it is
        not yet proved to be a winning business strategy,
        industry analysts say. A notable failure is Sears,
        Roebuck's venture into financial services, which it
        abandoned in the early 1990's.

        The big media mergers are partly inspired by visions of
        the payoff from combining related businesses. Michael
        Eisner talked a lot about synergy when Disney acquired
        Capital Cities/ABC in 1995. And the Viacom's planned
        purchase of CBS is similar. Both deals link
        entertainment studios with television networks for
        distributing that programming to the households of
        viewers. Yet the Disney-Capital Cities/ABC merger
        has proved to be a disappointment so far, most industry
        analysts agree, and the Viacom-CBS merger faces some
        of the same challenges.
            The business strategy, it seems, runs counter to some
            basic free-market principles. Isn't the producer of
        entertainment programming better off having several
        networks bid for his programs? And isn't a television
        network better off being able to choose among
        competing suppliers of programs?

        Is becoming a much bigger corporation a stimulus to
        creativity -- vital to the entertainment business -- or a
        hindrance to it?

        "The challenge for the big combined media companies
        like Disney, Time Warner and now Viacom is how to
        make these very large corporations with complex sets
        of relationships work in ways that pay off," said David
        Nadler, chairman of the Delta Consulting Group Inc., a
        management consulting firm. "Just owning a bundle of
        different properties doesn't mean you get the
        profit-making synergies that executives talk about when
        they announce these mergers." B IG companies, to be
        sure, can succeed in being creative, even
        entrepreneurial, if organized and managed properly.
        The Microsoft Corporation, for example, has become a
        huge company, but it keeps its software programmers
        working in modular teams of three to eight people.

        Perhaps the leading big-company success story, though,
        is the revival of the International Business Machines
        Corporation under Louis V. Gerstner Jr. When he took
        over the stumbling computer maker in 1993, Mr.
        Gerstner was widely expected to turn the
        bigger-is-better rationale on its head, breaking up
        I.B.M. into a group of smaller companies, which, it was
        assumed, could better keep pace in fast-changing
        technology markets.

        Instead, Mr. Gerstner kept the company together. He
        decided I.B.M.'s huge investment in research and
        development was an underused asset that could be
        spread profitably across the company's many computer
        divisions. And he streamlined management, slashed
        bureaucracy and built up I.B.M.'s faster-growing
        services and software businesses.

        The results have been impressive, as profits and
        I.B.M.'s stock price have rebounded. The laudatory
        reviews extend well beyond Wall Street. The
        Washington Monthly recently published an article,
        "What Lou Gerstner Could Teach Bill Clinton: Lessons
        for Government from I.B.M.'s Dramatic Turnaround."

        Even those Silicon Valley start-ups, of course, are
        eager to get bigger, and the hopes of many involve
        mergers. Microsoft and America Online, for example,
        are frequent buyers of other companies. With the
        exception of America Online's multibillion-dollar
        purchase of Netscape last year, most of the Microsoft
        and America Online deals are smaller purchases, up to
        a few hundred million dollars, of promising start-ups
        that have begun to take off.

        The new economy may favor the nimble, but a paradox
        is clear.

        "The dream of those three-person Internet start-ups is to
        grow to a 100-person company and get bought out,"
        observed Eric Greenberg, director of management
        studies at the American Management Association.